-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+CjvTykuOhyQHqvjM5xGTMtmUQ6PYdAFXnJhWVaxB3VQmHM90coRbPNRQBL/lIF nWmvWeLsEbE/Zynre0IlLQ== 0001125282-01-001511.txt : 20010418 0001125282-01-001511.hdr.sgml : 20010418 ACCESSION NUMBER: 0001125282-01-001511 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010417 GROUP MEMBERS: AFINSA BIENES TANGIBLES S A GROUP MEMBERS: AUCTENTIA, S.A. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREG MANNING AUCTIONS INC CENTRAL INDEX KEY: 0000895516 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 222365834 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51355 FILM NUMBER: 1604564 BUSINESS ADDRESS: STREET 1: 775 PASSAIC AVE CITY: WEST CALDWELL STATE: NJ ZIP: 07006 BUSINESS PHONE: 9738820004 MAIL ADDRESS: STREET 1: 775 PASSAIC AVE CITY: WEST CALDWELL STATE: NJ ZIP: 07006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AFINSA BIENES TANGIBLES S A CENTRAL INDEX KEY: 0001043381 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: U3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LAGASCA 88 STREET 2: MADRID 28001 CITY: SPAIN BUSINESS PHONE: 3415767874 MAIL ADDRESS: STREET 1: LAGASCA 88 STREET 2: MADRID 28001 CITY: SPAIN SC 13D/A 1 0001.txt AMENDMENT NO. 10 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)(1) GREG MANNING AUCTIONS, INC. - -------------------------------------------------------------------------------- (Name of issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of class of securities) 563823103 - -------------------------------------------------------------------------------- (CUSIP number) BRUCE A. RICH, ESQ. BECKER, GLYNN, MELAMED & MUFFLY LLP 299 Park Avenue New York, New York 10171 (212) 888-3033 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) April 10, 2001 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 6 Pages) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 563823103 13D Page 2 of 6 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) AFINSA BIENES TANGIBLES S.A. (No S.S. or I.R.S. Identification No.) ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* WC, AF ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION SPAIN ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 2,417,627 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 2,417,627 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,417,627 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.7% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 563823103 13D Page 3 of 6 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) AUCTENTIA, S.A. (No S.S. or I.R.S. Identification No.) ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* WC ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION SPAIN ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 2,417,627 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 2,417,627 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,417,627 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.7% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 563823103 13D Page 4 of 6 Pages The following constitutes Amendment No. 10 to the Schedule 13D filed by AFINSA Bienes Tangibles, S.A. ("AFINSA") and Auctentia, S.A. ("Auctentia") with the Securities and Exchange Commission (the "Commission") on August 4, 1997, as amended by Amendment No. 1, filed with the Commission on August 20, 1997, Amendment No. 2, filed with the Commission on August 27, 1997, Amendment No. 3, filed with the Commission on February 16, 1999, Amendment No. 4, filed with the Commission on February 25, 1999, Amendment No. 5, filed with the Commission on June 27, 2000, Amendment No. 6, filed with the Commission on October 24, 2000, Amendment No. 7, filed with the Commission on December 1, 2000, Amendment No. 8, filed with the Commission on March 7, 2001, and Amendment No. 9, filed with the Commission on April 5, 2001 (the "Schedule 13D"), relating to Shares of the Common Stock of Greg Manning Auctions, Inc. (the "Issuer"). This amendment reports the purchase of 174,900 Shares of Common Stock of the Issuer ("Shares") by Auctentia, a wholly-owned subsidiary of AFINSA, since the date of filing of Amendment No. 9 to this Schedule 13D by AFINSA. Unless otherwise indicated, the information set forth in Schedule 13D remains unchanged and each capitalized term not defined herein shall have the meaning assigned to such term in Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- Item 3 is amended to add the following at the end thereof: The source of funds used in making the additional purchases of 174,900 Shares for an aggregate purchase price of $299,150 was working capital of Auctentia. Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) As of April 15, 2001, the aggregate number of Shares beneficially owned by AFINSA, indirectly through Auctentia, its wholly-owned subsidiary, is 2,417,627, representing approximately 23.7% of the total number of Shares outstanding, based on 10,059,812 Shares represented by the Issuer as outstanding in its Quarterly Report on Form 10-Q for the period ended December 31, 2000, plus 126,833 Shares into which the 126,833 warrants held by Auctentia may be exercised. (b) AFINSA and Auctentia have shared power to vote or direct the vote and to dispose or direct the disposition of 2,417,627 of the Shares of the Issuer that are the subject of this Schedule 13D. (c) Since the date of the last purchase reported in Amendment No. 9 to this Schedule 13D, Auctentia purchased an aggregate of 174,900 Shares in the open market on the dates and at the prices set forth in Schedule B hereto. Each transaction was made on the open market and effected by Sterling Financial Investment Group Inc. on behalf of Auctentia. (d) Not applicable. (e) Not applicable. CUSIP No. 563823103 13D Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 17, 20001 AFINSA BIENES TANGIBLES S.A. By: /s/ Juan Antonio Cano Cuevas ---------------------------------------- Vice-Chairman and Managing Director AUCTENTIA, S.A. By: /s/ Ramon Egurbide ---------------------------------------- Managing Director CUSIP No. 563823103 13D Page 6 of 6 Pages SCHEDULE B TRANSACTIONS IN COMMON STOCK FROM 3/31/01 THROUGH 4/15/01 Date Quantity Price Transaction Type ---- -------- ----- ---------------- 4/2/01 6,400 1.9883 Open Mkt. Purchase 4/3/01 5,000 1.9952 Open Mkt. Purchase 4/4/01 5,000 1.9396 Open Mkt. Purchase 4/5/01 5,000 1.8197 Open Mkt. Purchase 4/6/01 40,000 1.7758 Open Mkt. Purchase 4/9/01 35,500 1.5519 Open Mkt. Purchase 4/10/01 41,500 1.5307 Open Mkt. Purchase 4/11/01 32,500 1.8438 Open Mkt. Purchase 4/12/01 4,000 2.0200 Open Mkt. Purchase Each of the above transactions was effected by Sterling Financial Investment Group Inc. on behalf of Auctentia. -----END PRIVACY-ENHANCED MESSAGE-----